Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Malcolm Wade is a financial advisor with over 18 years of experience in the industry. James is currently registered with Osaic Wealth, Inc., and holds a Series 7, Series 6, Series 24, Series 52TO, Series 53, and Series 31 license. James has also passed the SIE and Series 63 exams. In addition to his current role, James has held previous positions with TRIAD ADVISORS LLC, SECURITIES AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC., FSC SECURITIES CORPORATION, SAGEPOINT FINANCIAL, INC., SUNTRUST INVESTMENT SERVICES, INC., WACHOVIA SECURITIES, LLC and SOUTHTRUST SECURITIES, LLC. James is a member of the Boy Scouts of America Troop 2000 Committee and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
08/23/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
10/31/2013 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
04/20/2021 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
04/20/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
04/20/2021 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
04/20/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
08/19/2005 - 11/05/2013
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
MO
04/23/2005 - 05/19/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
AL
03/18/2005 - 04/23/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
BOTH
Issued 12/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 05/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/17/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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