Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Maheras is a financial advisor who has been in the industry since December 9, 1985. James is currently registered with First Brokers Securities LLC in Jersey City, New Jersey. James holds a Series 6, 7, and 63 license as well as the Securities Industry Essentials Exam (SIE). James has been registered with First Brokers Securities LLC since March 20, 2000 and prior to that was registered with SG Cowen Securities Corporation and Cowen & Co.. James is also registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/20/2000 - Present
First Brokers Securities LLC (JERSEY CITY NJ)
NY
07/01/1998 - 04/06/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
03/01/1989 - 07/01/1998
COWEN & CO. (NEW YORK NY)
CO
03/07/1988 - 03/09/1989
NATIONAL SECURITIES NETWORK, INC. (ENGLEWOOD CO)
NA
12/10/1986 - 04/06/1988
NEW ENGLAND SECURITIES CORPORATION
NA
11/26/1985 - 11/25/1986
PRUCO SECURITIES CORPORATION
BC
Issued 07/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 10/10/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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