Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Madison Dye is a financial advisor with Cetera Advisor Networks LLC. James is a registered representative with FINRA and holds the Series 63, Series 7, and SIE licenses. James has been in the financial services industry since 1985. Prior to joining Cetera Advisor Networks LLC, James was employed with VOYA FINANCIAL ADVISORS, INC., NFP SECURITIES, INC., and HORNOR, TOWNSEND & KENT, INC. James is currently registered in Alabama, Florida, Georgia, Missouri, New York, North Carolina, Pennsylvania, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
SC
06/09/2021 - Present
Cetera Advisor Networks LLC (COLUMBIA SC)
SC
01/15/2008 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (COLUMBIA SC)
SC
07/10/2002 - 01/30/2008
NFP SECURITIES, INC. (COLUMBIA SC)
PA
08/20/1985 - 05/21/2002
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
BC
Issued 09/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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