Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames MacLeod is a registered representative with Fidelity Brokerage Services LLC. James holds the Series 3, 6, 7, 63, and SIE licenses. James has been in the securities industry since 1997. James has held previous positions at SG Americas Securities, LLC and Waddell & Reed, Inc.. Fidelity Brokerage Services LLC is a broker-dealer and registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/29/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NY
04/06/2015 - 07/05/2022
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
KS
05/08/1997 - 01/14/1998
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 05/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/01/2013
Series 3 - National Commodity Futures Examination
BC
Issued 05/07/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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