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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames MacKay is a financial advisor with The Strategic Financial Alliance, Inc. James has over 20 years of experience in the financial services industry. He is a registered representative with FINRA and holds the Series 7, 6, 26, and 63 licenses. He is also a registered investment advisor representative. James is a highly experienced professional with a strong track record of success in providing financial advice to individuals and families. He specializes in financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
11/07/2017 - Present
THE Strategic Financial Alliance, Inc. (ATLANTA GA)
CO
11/10/2009 - 08/12/2015
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MN
02/10/2003 - 03/03/2009
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
MA
12/12/1995 - 10/28/2002
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 05/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/06/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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