Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames M Wolf is a registered representative with Northwestern Mutual Investment Services, LLC. James has been in the financial services industry since 2015. James has a Series 7, Series 66 and Series 24 license and is registered in 22 states. James is a resident of Milwaukee, WI and has been working with Northwestern Mutual since 2018. James previously worked at Thrivent Distributors, LLC in Appleton, WI, and Thrivent Investment Management Inc. in Minneapolis, MN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
02/13/2017 - 08/24/2018
THRIVENT DISTRIBUTORS, LLC (Appleton WI)
MN
08/18/2015 - 02/13/2017
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 12/08/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2021
Series 24 - General Securities Principal Examination
BC
Issued 08/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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