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James M. Vukovich

PNC Investments

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About James M. Vukovich

James Vukovich is an investment advisor representative with PNC Investments. James is also registered as an Investment Advisor Representative in Arizona, California, Colorado, District of Columbia, Florida, Idaho, Missouri, Nevada, South Dakota, Texas, Utah, Washington, and Wyoming. James has been in the securities industry since 2004. PNC Investments is an investment firm with offices in Pittsburgh, Pennsylvania. PNC Investments provides a wide range of financial products and services to individual investors, businesses, and institutions. PNC Investments is committed to providing its clients with the highest level of service and expertise. PNC Investments' primary business is to provide investment advice, portfolio management, and other financial services to individuals and businesses. PNC Investments has a strong track record of success and a commitment to providing its clients with the best possible investment experience.

Firm Information

James Vukovich is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Vukovich’s Registration & Firm History

CA

08/18/2021 - Present

PNC Investments (RIVERSIDE CA)

CA

05/16/2013 - 08/16/2021

BBVA SECURITIES INC. (RIVERSIDE CA)

CA

02/26/2010 - 05/16/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (CORONA CA)

CA

06/06/2008 - 12/23/2009

GUARANTY BROKERAGE SERVICES, INC. (HEMET CA)

MN

08/26/2004 - 11/04/2005

GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)

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Licenses & Designations

BOTH

Issued 01/13/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/17/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2010

Series 7 - General Securities Representative Examination

BC

Issued 06/05/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James M. Vukovich. Review regulatory record here.
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