Unclaimed
James Veneruso is a financial advisor with State Street Global Advisors Funds Distributors, LLC. James has been in the financial industry for over 2 years. James is registered with FINRA and holds Series 3, Series 7TO, Series 63 and SIE licenses. James is also registered with the state of Connecticut. Prior to joining State Street Global Advisors Funds Distributors, LLC, James was employed with FORESIDE FINANCIAL SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/02/2023 - Present
State Street Global Advisors Funds Distributors, LLC (STAMFORD CT)
ME
12/21/2021 - 05/04/2023
FORESIDE FINANCIAL SERVICES, LLC (PORTLAND ME)
BC
Issued 01/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2022
Series 3 - National Commodity Futures Examination
BC
Issued 12/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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