Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Taravella is an investment advisor representative with The Ayco Company, LP, registered in Texas. James is also a Registered Representative with Mercer Allied Company, L.P. James has been in the securities industry since August 2019. James is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 3, Series 7, Series 63, and Series 66 securities licenses. James specializes in providing financial planning and investment advice to individuals, families, and businesses. James has a background in finance and has worked in the financial services industry for several years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/19/2023 - Present
THE Ayco Company, LP (Houston TX)
TX
08/05/2019 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (HOUSTON TX)
BC
Issued 02/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/2024
Series 3 - National Commodity Futures Examination
BC
Issued 08/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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