Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames M. Shea is a financial advisor with over 30 years of experience in the industry. Shea holds the Series 6, 7 and 63 licenses and is registered to offer securities in Indiana, Kentucky, North Carolina and Ohio. Shea is affiliated with State Farm Investment Management Corp. and offers investment advice to individuals and investment companies. Shea also owns and operates James Shea's Insurance Agency in Harrison, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
08/26/2024 - Present
State Farm Investment Management Corp. (Harrison OH)
NH
12/01/1999 - 04/10/2003
LIBERTY LIFE SECURITIES LLC (DOVER NH)
NY
08/22/1989 - 12/01/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
BC
Issued 02/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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