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James M Robinson

Morgan Stanley

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About James M Robinson

James Robinson is a financial advisor with over 30 years of experience in the industry. James is currently registered with Morgan Stanley. James is licensed to provide investment advisory services and has a broad range of experience serving clients in areas such as investment management, financial planning and pension consulting. James has been recognized for his expertise in serving clients in a variety of investment vehicles, including investment clubs, insurance companies and charitable organizations. James previously worked with NYLIFE Securities LLC, PRUCO Securities, LLC., Securities Management & Research, Inc., John Hancock Funds, Inc., NYLIFE Securities Inc., EQ Financial Consultants, Inc., The Equitable Life Assurance Society of the United States, GWR Investments, Inc., Norwest Investment Services, Inc., Mutual of Omaha Fund Management Company, Kirkpatrick, Pettis, Smith, Polian Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

James Robinson is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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James Robinson’s Registration & Firm History

GA

08/05/2022 - Present

Morgan Stanley (Savannah GA)

GA

06/20/2014 - 04/26/2016

NYLIFE SECURITIES LLC (SAVANNAH GA)

NH

02/14/2012 - 04/29/2014

PRUCO SECURITIES, LLC. (PORTSMOUTH NH)

GA

08/20/2003 - 06/02/2011

PRUCO SECURITIES, LLC. (ATLANTA GA)

IA

09/26/2002 - 06/16/2003

SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)

MA

12/15/2000 - 06/28/2001

JOHN HANCOCK FUNDS, INC. (BOSTON MA)

NY

09/05/1996 - 08/29/2000

NYLIFE SECURITIES INC. (NEW YORK NY)

NY

03/29/1996 - 07/31/1996

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

03/29/1996 - 07/31/1996

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NE

06/02/1994 - 03/07/1995

GWR INVESTMENTS, INC. (OMAHA NE)

MN

10/09/1993 - 05/13/1994

NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)

NE

01/04/1990 - 09/03/1993

MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)

NA

10/05/1988 - 12/31/1992

KIRKPATRICK, PETTIS, SMITH, POLIAN INC.

NE

02/21/1985 - 12/31/1992

KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)

NY

07/24/1987 - 08/04/1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

08/30/1982 - 07/13/1987

MUTUAL OF OMAHA FUND MANAGEMENT COMPANY

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Licenses & Designations

BOTH

Issued 12/30/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/22/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/20/2009

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/03/1983

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/05/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/31/2022

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/1985

Series 7 - General Securities Representative Examination

BC

Issued 08/26/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James M Robinson.
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