Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Riecker is a financial professional with over 6 years of experience in the financial services industry. James is currently registered with Icapital Markets LLC in New York, NY. Previously, James was employed by ICAPITAL SECURITIES, LLC in Greenwich, CT. and Morgan Stanley in New York, NY. James holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
CT
04/06/2023 - 11/30/2023
ICAPITAL SECURITIES, LLC (Greenwich CT)
NY
08/20/2018 - 04/03/2023
MORGAN STANLEY (NEW YORK NY)
NY
12/21/2016 - 06/29/2018
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 03/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Riecker is the right advisor for you? Invested Better is here to help.
