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James M Reardon

Intercoastal Capital Markets, Inc.

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About James M Reardon

James M. Reardon is a registered representative with Intercoastal Capital Markets, Inc. James has been in the financial services industry since 2023. James is licensed to sell securities in California, Florida, Illinois, Massachusetts, New Jersey, New York, and Wisconsin. James holds the Series 7, Series 66, and SIE licenses.

Firm Information

James Reardon is currently registered with Intercoastal Capital Markets, Inc.. Intercoastal Capital Markets, Inc. is a Corporation that was formed in 1960-07-26. The firm has been approved for operations in 38 states and is registered with the SEC. The firm has a history of regulatory events (9), arbitration disclosures (2), and one bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Reardon’s Registration & Firm History

NJ

03/08/2024 - Present

Intercoastal Capital Markets, Inc. (Boonton NJ)

NJ

08/10/2023 - 03/13/2024

CETERA ADVISOR NETWORKS LLC (Paramus NJ)

NJ

07/28/2023 - 08/10/2023

SECURIAN FINANCIAL SERVICES, INC. (Paramus NJ)

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Licenses & Designations

BOTH

Issued 08/28/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/28/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/19/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James M Reardon.
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