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James M Ogrady

MMA Securities LLC

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About James M Ogrady

James M Ogrady is a financial professional with over 14 years of experience in the financial services industry. James is currently registered with MMA Securities LLC as a Registered Representative and Investment Adviser Representative. Previously, James was registered with John Hancock Distributors LLC, LPL Financial LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. James has a broad range of experience in the financial services industry, including providing advisory services to retirement plan participants, pension consulting, and educational seminars. James is committed to providing his clients with the highest level of service and expertise.

Firm Information

James Ogrady is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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James Ogrady’s Registration & Firm History

MA

10/25/2022 - Present

MMA Securities LLC (Boston MA)

MA

03/16/2012 - 06/23/2022

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

MA

06/22/2009 - 03/12/2012

LPL FINANCIAL LLC (NEEDHAM MA)

MA

06/01/2009 - 07/15/2009

MORGAN STANLEY SMITH BARNEY (BOSTON MA)

MA

01/11/2008 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)

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Licenses & Designations

BOTH

Issued 12/27/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 12/05/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James M Ogrady. Review regulatory record here.
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