Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames M. Munder is an investment advisor representative with Northwestern Mutual Investment Services, LLC. James has been in the securities industry since 2010. James holds the Series 6, 7TO, 63 and 65 licenses. James is registered with the state of Indiana and 40 other states as a broker-dealer. James is also registered as an investment advisor representative in Indiana. James has experience working with banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
10/17/2014 - Present
Northwestern Mutual Investment Services, LLC (Indianapolis IN)
IA
Issued 10/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/24/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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