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James M Molinelli

Pershing LLC

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About James M Molinelli

James Molinelli is a financial advisor registered with Pershing LLC in Jersey City, New Jersey. James has been in the industry since 2003. James has passed the Series 7, 63, 66, and SIE exams. James was previously registered with BOFA Securities, Inc., Vanguard Marketing Corporation, SG Americas Securities, LLC, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc. James is registered in New Jersey and New York.

Firm Information

James Molinelli is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Molinelli’s Registration & Firm History

NJ

11/15/2022 - Present

Pershing LLC (JERSEY CITY NJ)

NY

04/07/2022 - 10/25/2022

BOFA SECURITIES, INC. (NEW YORK NY)

PA

09/23/2020 - 12/22/2020

VANGUARD MARKETING CORPORATION (MALVERN PA)

NY

06/18/2018 - 10/10/2019

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NC

10/05/2009 - 10/09/2017

CREDIT SUISSE SECURITIES (USA) LLC (RESEARCH TRIANGLE PARK NC)

NY

04/05/2000 - 01/02/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/03/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/31/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James M Molinelli.
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