Unclaimed
James Miller has been in the financial services industry for over 25 years, specializing in investment company products and variable contracts. James is registered with American Century Investment Services Inc. in Kansas City, MO. Previously, James worked at Waddell & Reed, Inc. in Overland Park, KS and DST Securities, Inc. in Kansas City, MO. James is licensed to sell securities in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
11/26/2007 - Present
American Century Investment Services Inc. (KANSAS CITY MO)
KS
03/11/1999 - 10/18/2007
WADDELL & REED, INC. (OVERLAND PARK KS)
MO
05/19/1997 - 02/08/1999
DST SECURITIES, INC. (KANSAS CITY MO)
BC
Issued 01/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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