linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James M McCrory

R. F. Lafferty & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James M McCrory

James McCrory is a financial professional with over 20 years of experience in the industry. James is currently registered with R. F. Lafferty & Co., Inc. and is licensed to provide investment advice and securities transactions in several states. Prior to joining R. F. Lafferty & Co., Inc., James was a registered representative with Touchstone Securities, Inc. James has a proven track record of success and is committed to providing his clients with personalized financial guidance.

Firm Information

James McCrory is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James McCrory’s Registration & Firm History

NY

10/01/2021 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

NY

09/26/2011 - 08/11/2021

TOUCHSTONE SECURITIES, INC. (GOSHEN NY)

CT

11/23/2010 - 09/16/2011

ALLSTATE FINANCIAL SERVICES, LLC (CLINTON CT)

CT

07/08/2008 - 06/02/2010

TOUCHSTONE SECURITIES, INC. (NORWALK CT)

CT

09/21/2004 - 03/05/2008

METLIFE SECURITIES INC. (SHELTON CT)

CT

09/21/2004 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (SHELTON CT)

MN

11/14/2003 - 08/31/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

11/14/2003 - 08/31/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MA

07/28/2000 - 06/12/2002

SIGNATOR INVESTORS, INC. (BOSTON MA)

Not sure if James M McCrory is right for you?

Licenses & Designations

BOTH

Issued 10/09/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2003

Series 7 - General Securities Representative Examination

BC

Issued 07/27/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for James M McCrory. Review regulatory record here.
Not sure if James M McCrory is right for you?