Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Makowski is a financial advisor who has been in the industry since 2003. James is registered in Virginia and Wisconsin. James is affiliated with Northwestern Mutual Investment Services, LLC and has been with the firm since 2003. James holds the following licenses: Series 6, Series 7, Series 24, Series 26, and Series 63. James has experience in investment research, referrals to other advisors, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
01/10/2003 - Present
Northwestern Mutual Investment Services, LLC (RICHMOND VA)
BC
Issued 06/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2004
Series 24 - General Securities Principal Examination
BC
Issued 07/23/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/09/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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