Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lowery is a financial advisor with Nylife Securities LLC in Charlotte, NC. James Lowery is registered with FINRA as an investment advisor and registered to sell securities in North Carolina and South Carolina. James Lowery has been in the industry since January 11, 2018 and holds Series 6, Series 63, and SIE licenses. James Lowery is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
01/12/2018 - Present
Nylife Securities LLC (CHARLOTTE NC)
BC
Issued 03/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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