Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lavelle is a registered representative with Nylife Securities LLC and has been in the financial industry since 2008. James is licensed to sell securities in Pennsylvania. James holds the Series 6, Series 63 and SIE licenses. James was previously registered with MML Investors Services, LLC and Pruco Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
04/08/2021 - Present
Nylife Securities LLC (WYOMING PA)
PA
03/02/2020 - 12/31/2020
MML INVESTORS SERVICES, LLC (MOOSIC PA)
PA
03/10/2017 - 02/06/2020
NYLIFE SECURITIES LLC (WYOMING PA)
PA
06/06/2008 - 02/13/2017
PRUCO SECURITIES, LLC. (Wyoming PA)
BC
Issued 06/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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