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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Freeman is a financial advisor with over 27 years of experience in the industry. James has a proven track record of success in helping individuals and families achieve their financial goals. He is currently registered with Empower Advisory Group, LLC and has previously worked with Fidelity Brokerage Services LLC, RBC Dain Rauscher Inc., Salomon Smith Barney Inc., and Advest, Inc. James holds several licenses and designations including Series 3, 7, 9, 10, 63, 65, and 66. James specializes in providing financial planning, portfolio management, and investment advisory services to a wide range of clients including high net worth individuals, corporations, and pension plans. James is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
03/12/2020 - Present
Empower Advisory Group, LLC (New Boston NH)
NH
12/09/2004 - 08/11/2015
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NY
11/26/2002 - 11/11/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
03/15/2000 - 11/21/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CT
07/09/1993 - 03/20/2000
ADVEST, INC. (HARTFORD CT)
BOTH
Issued 09/07/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2000
Series 3 - National Commodity Futures Examination
BC
Issued 07/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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