Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames M Fox is a financial advisor with Pruco Securities, LLC. James Fox is currently registered in Illinois and Texas. James Fox has been in the industry since February 19, 2010. Previously, James Fox worked at Morgan Stanley, E*TRADE SECURITIES LLC, FIFTH THIRD SECURITIES, INC., TD AMERITRADE, INC., CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BMO HARRIS FINANCIAL ADVISORS, INC., J.P. MORGAN SECURITIES LLC, and CHASE INVESTMENT SERVICES CORP..
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Compensation from lpl enterprise, llc
1
2
IL
04/30/2024 - Present
Pruco Securities, LLC (DOWNERS GROVE IL)
IL
03/16/2023 - 04/18/2024
MORGAN STANLEY (Chicago IL)
IL
06/22/2022 - 09/05/2023
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
02/22/2021 - 05/02/2022
FIFTH THIRD SECURITIES, INC. (WHEATON IL)
IL
02/13/2019 - 01/11/2021
TD AMERITRADE, INC. (SCHAUMBURG IL)
IL
06/12/2017 - 02/21/2019
CITIGROUP GLOBAL MARKETS INC. (ELK GROVE VILLAGE IL)
IL
05/20/2016 - 06/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCHAUMBURG IL)
IL
03/05/2015 - 05/23/2016
BMO HARRIS FINANCIAL ADVISORS, INC. (SKOKIE IL)
IL
10/01/2012 - 01/23/2015
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
10/01/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GLENVIEW IL)
BOTH
Issued 06/17/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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