Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dickey is a registered representative with Jonestrading. James is licensed to sell securities in 11 states and holds the Series 7, Series 63, and Series 79TO licenses. James has been active in the securities industry since February 4, 2024. James is currently registered with the Financial Industry Regulatory Authority (FINRA) and is located in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/05/2024 - Present
Jonestrading (NEW YORK NY)
BC
Issued 03/04/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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