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James M Desrocher

Park Avenue Securities LLC

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About James M Desrocher

James Desrocher is a financial professional with over 15 years of experience in the industry. James holds a Series 6, Series 63 and Series 65 licenses as well as the SIE exam. James is currently registered with Park Avenue Securities LLC, where James is licensed to offer securities and investment advisory services in 26 states. James previously worked for Signator Investors, Inc. in Andover, MA from 2007 to 2011. James is a member of the Middleton Board of Trade and the Middleton Recreation Committee. James is also a licensed life insurance agent with Penn Mutual Brokerage and a 50% owner of Leavitt St LLC.

Firm Information

James Desrocher is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Desrocher’s Registration & Firm History

MA

10/18/2024 - Present

Park Avenue Securities LLC (MIDDLETON MA)

MA

10/05/2007 - 08/15/2011

SIGNATOR INVESTORS, INC. (ANDOVER MA)

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Licenses & Designations

IA

Issued 07/25/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/30/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James M Desrocher. Review regulatory record here.
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