Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Conway is a registered representative with Alliancebernstein LP in Dallas, TX. James is also registered as an investment advisor representative in Texas and Florida. James has a Series 7, Series 66, and SIE securities license. James has over 7 years of experience in the financial services industry. Prior to joining Alliancebernstein LP, James was a registered representative with BNY Mellon Securities Corporation in New York, NY. James also worked as a financial advisor with Edward Jones in St. Louis, MO. James specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses. James also provides investment advice to pooled investment vehicles, pension and profit-sharing plans, and insurance companies. James has extensive experience in asset allocation, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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TX
01/31/2023 - Present
Alliancebernstein LP (DALLAS TX)
NY
12/03/2020 - 01/12/2023
BNY MELLON SECURITIES CORPORATION (NEW YORK NY)
TX
11/02/2015 - 01/10/2019
EDWARD JONES (DALLAS TX)
BOTH
Issued 02/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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