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James M. Collins

J.p. Morgan Prime Inc.

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About James M. Collins

James M. Collins has been in the financial industry since July 20, 1996. James is a Registered Representative and a Financial and Operations Principal. James is currently registered with J.p. Morgan Prime Inc. and J.p. Morgan Securities LLC. James is licensed to conduct securities business in New York. James is also licensed to conduct investment advisory business in New York.

Firm Information

James Collins is currently registered with J.p. Morgan Prime Inc.. J.p. Morgan Prime Inc. is a Corporation formed on October 2, 2015, and is approved to operate in New York.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Collins’s Registration & Firm History

NY

06/21/2016 - Present

J.p. Morgan Prime Inc. (Brooklyn NY)

NY

06/23/2008 - 10/01/2016

J.P. MORGAN CLEARING CORP. (BROOKLYN NY)

NY

06/18/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

01/18/2001 - 05/19/2004

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

07/16/1996 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/08/1996

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James M. Collins.
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