Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames M Coll is a financial advisor with over 25 years of experience in the financial services industry. James is currently registered with Avantax Advisory Services. James has a wide range of experience in financial planning, portfolio management, and retirement planning. James is dedicated to helping clients achieve their financial goals. James is also a licensed insurance agent for Avantax Insurance Agency, LLC. James is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
DE
12/21/2017 - Present
Avantax Advisory Services (Wilmington DE)
DE
12/02/2016 - 01/24/2018
AMERIPRISE FINANCIAL SERVICES, INC. (WILMINGTON DE)
DE
06/04/1999 - 12/09/2016
HD VEST INVESTMENT SERVICES (WILMINGTON DE)
AZ
07/29/1997 - 06/09/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
05/25/1994 - 07/24/1997
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 12/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/03/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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