Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Caswell is a financial advisor at Park Avenue Securities LLC. James has been in the industry since 1983 and has a wide range of experience. James is registered with the state of Georgia and other states including Florida and Illinois. James is a Certified Financial Planner and holds the Series 6, 7, 22, and 24 licenses. James specializes in providing financial planning, investment management, and retirement planning services to individuals, businesses, and charitable organizations. James's office is located in Atlanta, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
10/13/2015 - Present
Park Avenue Securities LLC (ATLANTA GA)
NY
12/07/1989 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
10/28/1988 - 12/07/1989
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
04/30/1987 - 11/17/1988
FOCUS SECURITIES, INC.
NA
09/11/1985 - 05/12/1987
FSC SECURITIES CORPORATION
NA
04/18/1983 - 09/16/1985
IDS FINANCIAL SERVICES INC.
NA
04/18/1983 - 09/16/1985
IDS LIFE INSURANCE COMPANY
NA
04/18/1983 - 09/16/1985
IDS MARKETING CORPORATION
BC
Issued 04/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
BC
Issued 03/13/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/14/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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