Unclaimed
James M. Campbell has been a registered representative in the securities industry since August 2005. James is currently registered with Fidelity Brokerage Services LLC. James has a Series 7, Series 10, Series 9, and Series 63 license. James holds state securities licenses in Kentucky, Massachusetts, Ohio, Texas, and Utah. James is a securities professional with over 17 years of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
08/04/2005 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 09/21/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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