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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Albanese is an investment advisor representative with Ameriprise Financial Services, LLC based in Middleton, MA. James has been in the industry since December 1987. James has a broad range of experience, having worked for several firms over the years including Morgan Stanley and UBS PaineWebber. James has been registered with Ameriprise Financial Services, LLC since April 2021. James has passed the Series 3, Series 7, Series 63, and Series 65 exams. James is registered with the state of Connecticut and Texas. James provides advisory services such as financial planning, pension consulting, asset allocation services, educational seminars, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
04/30/2021 - Present
Ameriprise Financial Services, LLC (Middleton MA)
MA
06/01/2009 - 05/12/2021
MORGAN STANLEY (MIDDLETON MA)
MA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
MA
05/24/2002 - 04/02/2007
MORGAN STANLEY DW INC. (BOSTON MA)
NJ
07/01/1994 - 06/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
12/22/1987 - 07/13/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 03/04/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1988
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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