Unclaimed
James Lynn Spore is a financial professional with over 30 years of experience in the industry. James is a CERTIFIED FINANCIAL PLANNER™ professional and holds FINRA Series 6, 7, 24, and 63 licenses. James is currently registered with Lasalle ST. Investment Advisors, LLC, which provides financial planning and investment management services for individual and institutional clients. James specializes in providing financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
05/16/2016 - Present
Lasalle ST. Investment Advisors, LLC (Bloomington IN)
IL
07/21/1994 - 01/25/1996
LINCOLN BENEFIT FINANCIAL SERVICES, INC. (NORTHBROOK IL)
IN
04/20/1993 - 02/01/1994
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
IN
03/26/1993 - 02/01/1994
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
BC
Issued 04/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/25/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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