Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patton is a financial advisor with over 20 years of experience in the industry. James has worked with both Planmember Securities Corp. and GWN Securities Inc. and is currently registered with Planmember Securities Corp. James provides financial planning, portfolio management, and other investment services to individuals, families, and businesses. He also has experience in providing services to charitable organizations and pension and profit-sharing plans. James is dedicated to helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/26/2014 - Present
Planmember Securities Corp. (OVIEDO FL)
VA
05/14/2010 - 06/25/2014
GWN SECURITIES INC. (WINCHESTER VA)
VA
09/04/2001 - 06/07/2010
HORACE MANN INVESTORS INC (WINCHESTER VA)
IA
Issued 05/17/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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