Unclaimed
James Turco is a financial advisor at Thurston Springer Advisors. James is licensed to provide financial advice in Texas. James has been working in the financial services industry since 2008. James has experience in providing financial planning, portfolio management for individuals and businesses and selecting other advisors. James has passed Series 6, 7, 63, 65, and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
04/22/2024 - Present
Thurston Springer Advisors (INDIANAPOLIS IN)
MI
12/21/2021 - 01/05/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BLOOMFIELD HILLS MI)
IL
01/16/2013 - 03/05/2013
LOCKTON FINANCIAL ADVISORS, LLC (CHICAGO IL)
CT
09/26/2008 - 11/12/2008
SOURCE CAPITAL GROUP, INC. (WESTPORT CT)
BOTH
Issued 04/22/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/16/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/19/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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