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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lucas Rosenbloom is an investment advisor representative with Cetera Investment Advisers LLC. James has been in the financial services industry since 2017. James has a Series 6, 7, 63 and 65 licenses as well as the SIE exam. James also has prior experience with Securian Financial Services, Inc., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and Northwestern Mutual Investment Services, LLC. James is registered with the state of Alabama, Arizona, Louisiana, North Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
02/05/2024 - Present
Cetera Investment Advisers LLC (METAIRIE LA)
LA
07/17/2019 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (METAIRIE LA)
LA
09/04/2018 - 03/28/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (METAIRIE LA)
LA
07/06/2017 - 08/13/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (METAIRIE LA)
IA
Issued 10/06/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/06/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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