Unclaimed
James Loyd Ney has been in the financial services industry since December 4, 1983 and is currently registered with PFS Investments Inc. James is a licensed representative with the following licenses: Series 6, Series 26 and Series 63. James is licensed in 18 states and is registered with FINRA and the state of Kansas. James Ney has a proven track record of providing quality financial services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
KS
12/05/1983 - Present
PFS Investments Inc. (OVERLAND PARK KS)
BC
Issued 11/14/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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