Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lowell Ware is an active investment advisor representative and registered representative with Ameriprise Financial Services, LLC, since March 2020. James Ware has been in the financial industry since November 2007. James Ware is registered in 26 states, including Florida, Texas, Alabama, Arizona, California, Colorado, Connecticut, Georgia, Illinois, Iowa, Kentucky, Louisiana, Mississippi, New Jersey, New Mexico, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Utah, and Virginia. James Ware has passed several industry exams, including Series 6, Series 7, Series 66, and the Securities Industry Essentials Examination (SIE). James Ware has previously been associated with INTERSECURITIES, INC. in Tampa, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/24/2013 - Present
Ameriprise Financial Services, LLC (TAMPA FL)
FL
11/05/2007 - 12/08/2007
INTERSECURITIES, INC. (TAMPA FL)
BOTH
Issued 02/13/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/02/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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