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James Lowell Purdy

Continental Investors Services, Inc.

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About James Lowell Purdy

James Lowell Purdy has over 30 years of experience in the financial services industry. James is currently registered with Continental Investors Services, Inc. in Longview, Washington. James has previously worked with several other firms, including Freedom Investors Corp., Merrimac Corporate Securities, Inc., Brookville Capital Partners LLC, WallStreet*E Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and D.A. Davidson & Co. James is a Series 63, 65, 7, and SIE licensed professional.

Firm Information

James Purdy is currently registered with Continental Investors Services, Inc.. Continental Investors Services, Inc. is a corporation formed in December 1991, headquartered in Longview, Washington. They provide investment advisory services to individuals and non-profit organizations, with a focus on portfolio management. The firm manages approximately $169,880,000 in regulatory assets for 687 accounts. They are registered with the SEC and in 41 states.
Continental Investors Services, Inc.

1330 BROADWAY ST.

LONGVIEW, WA 98632

$169.88M

Assets Under Management

687

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for non-profit organizations

Portfolio management for non-profit organizations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Purdy’s Registration & Firm History

WA

09/29/2017 - Present

Continental Investors Services, Inc. (LONGVIEW WA)

FL

08/18/2014 - 08/04/2017

FREEDOM INVESTORS CORP. (Longwood FL)

FL

11/03/2010 - 12/31/2014

MERRIMAC CORPORATE SECURITIES, INC. (ALTAMONTE SPRINGS FL)

NY

10/18/2010 - 11/12/2010

BROOKVILLE CAPITAL PARTNERS LLC. (MELVILLE NY)

MT

06/03/2005 - 10/21/2010

WALLSTREET*E FINANCIAL SERVICES, INC. (GREAT FALLS MT)

NY

05/19/2000 - 11/11/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MT

06/22/1988 - 05/22/2000

D.A. DAVIDSON & CO. (GREAT FALLS MT)

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Licenses & Designations

BC

Issued 06/02/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/04/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Lowell Purdy. Review regulatory record here.
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