Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sullivan is a financial professional with over 28 years of experience in the industry. James is a registered representative of Burch & Company, Inc. based in Kansas City, MO. James is a Series 7, Series 24, Series 63 and Series 79 licensed individual. James has also passed the Securities Industry Essentials Examination (SIE). In the past, James has been associated with Bentley Securities Corporation, Miller Tabak + Co., LLC, TwentyTen, LLC, Morgan Stanley & Co., Incorporated, Chase Securities Inc., Hambrecht & Quist LLC, Bear, Stearns & Co. Inc., George K. Baum & Company, Salomon Brothers Inc., and Hambrecht & Quist Incorporated. James's experience spans across various financial services firms and markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
10/10/2016 - Present
Burch & Company, Inc. (KANSAS CITY MO)
NY
11/24/2014 - 06/18/2015
BENTLEY SECURITIES CORPORATION (NEW YORK NY)
NY
07/22/2013 - 10/23/2014
MILLER TABAK + CO., LLC (NEW YORK NY)
VA
11/20/2001 - 05/02/2003
TWENTYTEN, LLC (MCLEAN VA)
NY
04/19/2000 - 05/15/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
02/01/2000 - 03/13/2000
CHASE SECURITIES INC. (NEW YORK NY)
CA
02/14/1996 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
11/10/1993 - 01/04/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MO
02/28/1991 - 10/08/1993
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NY
09/10/1986 - 04/19/1991
SALOMON BROTHERS INC. (NEW YORK NY)
NA
08/22/1983 - 07/22/1985
HAMBRECHT & QUIST INCORPORATED
NA
02/23/1981 - 12/07/1983
SALOMON BROTHERS INC.
BC
Issued 08/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/20/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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