Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Louis Spelich is a financial advisor with Raymond James Financial Services Advisors, Inc. James has been in the industry since 1993 and has a strong track record of success. James is committed to providing his clients with personalized financial advice and guidance. He is also committed to giving back to the community. James is a dedicated professional who is passionate about helping his clients achieve their financial goals. James Louis Spelich is registered with the state of Illinois and has a Series 66, 63, 24, SIE, and 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
05/22/2012 - Present
Raymond James Financial Services Advisors, Inc. (PERU IL)
AZ
08/23/1995 - 12/12/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
11/26/1993 - 08/22/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/26/1993 - 08/22/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/18/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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