Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Rollar is a financial advisor with Vanguard Marketing Corp. in Scottsdale, Arizona. James has been in the financial industry since March 20, 2011. James is licensed to sell securities in Arizona. James is also a Registered Principal with FINRA. James holds the Series 7, Series 24 and Series 63 licenses. James also holds the SIE exam. James has been with Vanguard Marketing Corp. since June 2011. Prior to that, James worked at NEW ENGLAND SECURITIES in Phoenix, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
06/23/2011 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
04/30/2010 - 08/02/2010
NEW ENGLAND SECURITIES (PHOENIX AZ)
BC
Issued 05/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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