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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Louis Roble is a financial advisor with over 38 years of experience in the financial services industry. James Louis Roble is a Registered Representative and Investment Advisor Representative with Raymond James & Associates, Inc. James Louis Roble is registered to offer investment advice in Florida, Maryland, and Texas. James Louis Roble holds FINRA Series 7, 9, 10, 63, and 65 licenses, and is also a Certified Financial Planner. Prior to joining Raymond James & Associates, Inc., James Louis Roble was with Miller Johnson Steichen Kinnard, Inc., Miller, Johnson & Kuehn, Incorporated and Juran & Moody, Inc. James Louis Roble's prior experience with these firms, combined with his current role at Raymond James & Associates, Inc., reflects a commitment to serving clients in various capacities and areas of expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/07/2020 - Present
Raymond James & Associates, Inc. (LARGO FL)
MN
01/01/2001 - 11/02/2001
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
MN
01/03/1997 - 01/01/2001
MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)
MN
07/26/1984 - 01/03/1997
JURAN & MOODY, INC. (ST. PAUL MN)
IA
Issued 08/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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