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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Louis Parker is an investment advisor representative with SPC in Mecosta, MI. James has been in the industry since 1993. James is also a registered representative of SPC in Mecosta, MI. Previous firms James has worked with include Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., Morgan Stanley DW Inc., and Olde Discount Corporation. James has passed a number of securities exams including the Series 65, Series 63, Series 10, Series 9, Series 24, Series 8, SIE, Series 31, and Series 7. James is currently registered in Arizona, California, Illinois, Kentucky, Michigan, Montana, and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
01/01/2025 - Present
SPC (Mecosta MI)
MI
10/05/2009 - 04/23/2015
AMERIPRISE FINANCIAL SERVICES, INC. (LIVONIA MI)
MI
01/02/2004 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (LIVONIA MI)
NY
05/15/2000 - 01/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MI
05/19/1993 - 05/31/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 03/28/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 03/18/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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