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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Matt has been in the financial industry for 25 years and has served clients in various capacities. James currently works at Freedom Investment Management, Inc. based in Hartford, CT, and is also registered as an Investment Advisor Representative in Arizona. Before joining Freedom Investment Management, Inc., James worked with 3D Asset Management, Inc., POGSON & MATT WEALTH MANAGEMENT GROUP, LLC, J.L.M. ASSET MANAGERMENT, L.L.C., MGB GROUP LLC, Strada Wealth Advisors, and 3D/L CAPITAL MANAGEMENT, LLC. James is also licensed as a Series 7, 6, 63, and 65. James focuses on providing advisory services such as financial planning, portfolio management for individuals and businesses, portfolio management for pooled investment vehicles, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Model provider/strategist
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Minimum monthly account fee
1
2
AZ
02/07/2024 - Present
Freedom Investment Management, Inc. (Scottsdale AZ)
AZ
09/03/2008 - 02/22/2011
CAMBRIDGE INVESTMENT RESEARCH, INC. (PHOENIX AZ)
AZ
06/24/2008 - 09/10/2008
TD AMERITRADE, INC. (SCOTTSDALE AZ)
AZ
08/18/1999 - 06/19/2008
FIDELITY BROKERAGE SERVICES LLC (SCOTTSDALE AZ)
MA
06/26/1998 - 07/13/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 08/21/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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