Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lombardo is a Registered Representative with Belpointe Asset Management LLC. James has been a part of the financial services industry since 1992 and has held various roles at BCG Securities, Inc., The O.N. Equity Sales Company, WS Griffith Securities, Inc., Pruco Securities Corporation, The Prudential Insurance Company of America and Chaslyn Financial Group, Inc. James is registered to provide investment advice in Florida, Maryland, Massachusetts, New Jersey, North Carolina and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
02/14/2019 - Present
Belpointe Asset Management LLC (HADDON HEIGHTS NJ)
NJ
01/28/2013 - 02/01/2019
BCG SECURITIES, INC. (Cherry Hill NJ)
NJ
01/02/2004 - 07/01/2011
THE O.N. EQUITY SALES COMPANY (CHERRY HILL NJ)
CT
06/23/1994 - 12/31/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
NJ
08/08/1991 - 06/16/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/08/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BOTH
Issued 12/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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