Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Louis Houston is a financial advisor with over 20 years of experience in the financial services industry. James has been registered with LPL Financial LLC since 2014, and has previously worked for BB&T Investment Services, Inc., Allstate Financial Services, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, and Morgan Stanley DW Inc. James is a licensed Series 7, 24 and 66 representative, and has a SIE license. He is registered to provide investment advice in 55 states. James is a licensed and experienced financial advisor. James has a proven track record of success in providing investment advice and financial planning services to a wide range of clients, including individuals, families, and businesses. He has a deep understanding of the financial markets and a commitment to providing his clients with personalized service and tailored solutions. James is passionate about helping his clients achieve their financial goals and is committed to providing them with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/25/2018 - Present
LPL Financial LLC (FORT MILL SC)
FL
07/15/2013 - 07/18/2014
BB&T INVESTMENT SERVICES, INC. (ORLANDO FL)
FL
03/06/2013 - 05/06/2013
ALLSTATE FINANCIAL SERVICES, LLC (CLERMONT FL)
FL
03/25/2004 - 01/17/2013
METLIFE SECURITIES INC. (ORLANDO FL)
FL
03/25/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ORLANDO FL)
NY
09/13/2001 - 02/23/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 11/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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