Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Louis Halsey has been in the securities industry since 1991 and is currently registered with Allstate Financial Services, LLC. James has a Series 6 and Series 63 license as well as the Securities Industry Essentials (SIE) Exam. James is registered to sell securities in 13 states and is a licensed securities professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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OH
08/31/2000 - Present
Allstate Financial Services, LLC (Union OH)
IN
01/03/1995 - 09/07/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
CT
05/28/1993 - 01/13/1995
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
07/16/1990 - 06/30/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 10/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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