Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Costabile is a financial advisor who has been active in the industry since March 21, 1998. James is currently registered with ICapital Markets LLC, a firm with an active broker-dealer scope. James is also registered in 51 states for broker-dealer activity. Prior to joining ICapital Markets LLC, James worked at ICapital Securities, LLC, Morgan Stanley Distribution, Inc., Eaton Vance Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Royce Investment Group, Inc. James holds Series 63, 66, 7, 24, 31, and SIE licenses and has experience with various securities products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
12/19/2022 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
07/18/2022 - 11/15/2022
MORGAN STANLEY DISTRIBUTION, INC. (New York NY)
NY
01/15/2022 - 07/18/2022
EATON VANCE DISTRIBUTORS, INC. (New York NY)
NY
11/22/2017 - 01/15/2022
MORGAN STANLEY DISTRIBUTION, INC. (New York NY)
NY
07/18/2007 - 11/06/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
05/18/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
03/31/1998 - 07/19/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/10/1997 - 09/04/1997
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BOTH
Issued 07/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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