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James Louis Chatelain

Fidelity Brokerage Services LLC

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About James Louis Chatelain

James Chatelain has been in the financial services industry for 21 years. James is a Registered Representative and holds both Series 66 and Series 63 licenses. He has passed the General Securities Representative Examination (Series 7) and the Securities Industry Essentials Examination (SIE). James is currently registered with Fidelity Brokerage Services LLC in Salt Lake City, Utah. Before joining Fidelity, James worked for BENEFICIAL INVESTMENT SERVICES, INC., EQUITY SERVICES, INC., and FIDELITY BROKERAGE SERVICES LLC. James has a strong track record of providing personalized investment advice and financial planning services to clients. He is committed to helping clients achieve their financial goals.

Firm Information

James Chatelain is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Chatelain’s Registration & Firm History

UT

11/29/2007 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

UT

07/20/2007 - 10/18/2007

BENEFICIAL INVESTMENT SERVICES, INC. (OREM UT)

UT

05/18/2006 - 08/10/2007

EQUITY SERVICES, INC. (ST. GEORGE UT)

RI

04/18/2001 - 04/22/2005

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

VT

10/16/2000 - 04/06/2001

EQUITY SERVICES, INC. (MONTPELIER VT)

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Licenses & Designations

BOTH

Issued 02/06/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/16/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/03/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/14/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for James Louis Chatelain. Review regulatory record here.
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