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James Lord Sertich

North Berkeley Wealth Management, LLC

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About James Lord Sertich

James Lord Sertich is a financial advisor with North Berkeley Wealth Management, LLC. James has been in the industry since 2001 and has experience in both the investment advisory and brokerage fields. James currently holds both Series 63 and 65 securities licenses and is registered in California as an investment advisor representative. James is currently affiliated with North Berkeley Wealth Management and has been in this role since 2015. James also has previous experience with VESTOR CAPITAL SECURITIES CORPORATION, BANC OF AMERICA INVESTMENT SERVICES, INC. and BANC OF AMERICA SECURITIES LLC. James specializes in helping individuals, charitable organizations, and pension and profit-sharing plans achieve their financial goals.

Firm Information

James Sertich is currently registered with North Berkeley Wealth Management, LLC. North Berkeley Wealth Management, LLC is a Berkeley, CA-based Registered Investment Advisor (RIA) that provides financial planning and portfolio management for individuals, high-net-worth individuals, and charitable organizations. They manage over $613 million in assets for 1,465 clients. The firm offers a range of services, including financial planning, investment management, and selection of other advisers.
North Berkeley Wealth Management, LLC

1820 SOLANO AVE

BERKELEY, CA 94707

$613.13M

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Sertich’s Registration & Firm History

CA

07/01/2015 - Present

North Berkeley Wealth Management, LLC (BERKELEY CA)

IL

10/17/2005 - 10/25/2005

VESTOR CAPITAL SECURITIES CORPORATION (CHICAGO IL)

MA

08/19/2003 - 01/08/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

09/18/2001 - 08/20/2003

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/01/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/25/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/17/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Lord Sertich.
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